While any new issuers already have to comply with the new SEC Rule 6c-11 (the ETF Rule), issuers with exemptive relief still have until December 23rd, 2020 to become fully compliant.

We gathered a panel of compliance experts to discuss the new rule requirements and what it will mean for the industry on June 17th, at 11am Eastern.

 

 

Jim Nash

CCO

Foreside Fund services

Jamie Gershkow

Attorney

Stradley Ronon Stevens & Young

Lindsey Tewell

Head of Sales

ETFLogic

George Geddes

Reporter

ETF Stream

Scott McKenna

Scott McKenna

Sales & Marketing Director