While any new issuers already have to comply with the new SEC Rule 6c-11 (the ETF Rule), issuers with exemptive relief still have until December 23rd, 2020 to become fully compliant.
We are gathering a panel of compliance experts to discuss the new rule requirements and what it will mean for the industry on June 17th, at 11am Eastern.
Foreside Fund services
Stradley Ronon Stevens & Young
CEO & CoFounder